U.S. Treasury, IRS move to limit prearranged ETF conversions and scrutinize tax-reduction strategies

  • U.S. Treasury moved Monday to limit one tax-reduction strategy involving exchange-traded funds.
  • Officials issued a formal warning against potentially abusive investment arrangements.
  • Treasury and IRS are also reviewing Section 351 exchanges, redemptions, box spreads and straddles.

The U.S. Treasury Department issued its first formal warning against potentially abusive investment strategies designed to reduce tax bills and moved Monday to limit one strategy involving exchange-traded funds. The Internal Revenue Service is also scrutinizing prearranged ETF conversions, Section 351 exchanges, in-kind redemptions, box spreads and straddles to determine whether they improperly reduce or defer tax liabilities. The actions follow officials' earlier concerns about the spread of tax-motivated investing techniques and could affect traders, funds and existing or future crypto-related ETF structures. The agencies have not announced a blanket prohibition.

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