Nasdaq Flags Alt5 Sigma as Non-Compliant Over Missed SEC Filing

Nasdaq has notified Alt5 Sigma, linked to the Trump family, of non-compliance for failing to submit its Q3 2025 10-Q, requiring a compliance plan by January 20, 2026.

97d ago

Summary

Nasdaq informed Alt5 Sigma of its non-compliance for missing the 2025 Q3 Form 10-Q filing with the SEC. The company, connected to the Trump family, must provide a compliance plan by January 20, 2026, and could receive a 180-day extension. Alt5’s auditor, Hudgens CPA, resigned in November 2025 following a prior non-compliance notice in June. The incident reflects ongoing governance challenges at the firm.

Terms & Concepts

Nasdaq: A major U.S. stock exchange listing technology and growth-oriented companies.
SEC (U.S. Securities and Exchange Commission): The U.S. regulator overseeing securities markets and protecting investors.
10-Q: A quarterly financial report required by the SEC from publicly traded companies.