DeFi Education Fund Urges UK FCA to Limit Regulation to Entities with Asset Control

The U.S.-based advocacy group argues that non-custodial developers should not face intermediary-style obligations, warning that broad rules are structurally incompatible with decentralized protocols.

Summary

The DeFi Education Fund (DEF) has formally requested the U.K. Financial Conduct Authority (FCA) to apply regulatory obligations only to entities possessing "unilateral control" over user assets or transactions. Responding to an FCA consultation, the U.S.-based advocacy group argued that software developers without operational powers—such as the ability to block transactions or modify protocol parameters—should not be subject to centralized intermediary regulations. DEF warned that imposing standard money-laundering and prudential requirements on non-custodial, automated protocols would be structurally incompatible with the technology's nature.

Terms & Concepts
  • DeFi (Decentralized Finance): A financial system built on blockchain technology that operates without central intermediaries like banks.
  • FCA (UK financial regulator): The Financial Conduct Authority, a regulatory body in the United Kingdom responsible for overseeing financial markets and firms.
  • Non-custodial: A system where users retain full control and ownership of their private keys and assets, rather than entrusting them to a third-party service.