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Japan’s FSA and U.S. SEC Convene Spring Financial Regulatory Dialogue in Tokyo

The Financial Services Agency of Japan and the U.S. Securities and Exchange Commission met in Tokyo to discuss cross-border regulatory coordination.

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Terms & Concepts
  • Financial Services Agency (FSA): Japan’s financial regulator overseeing banking, securities, and insurance industries.
  • Securities and Exchange Commission (SEC): U.S. federal regulator responsible for enforcing securities laws and overseeing the securities industry.
  • Financial Regulatory Dialogue: Formal meetings between regulatory bodies to coordinate policies and oversight across jurisdictions.